Job Description: As a Chief Compliance Officer in Vancouver, Canada, within the Finance, Banking & Insurance industry, you will be responsible for developing, implementing, and overseeing the organization's compliance program. You will ensure that the company adheres to relevant laws, regulations, and industry standards. Your role will involve assessing and mitigating compliance risks, monitoring regulatory changes, and providing guidance to employees on compliance matters. You will develop and deliver compliance training programs, conduct audits and investigations, and report on compliance activities to senior management. Collaborating with cross-functional teams, you will develop and update compliance policies and procedures, and ensure a culture of compliance throughout the organization. Strong knowledge of regulatory requirements, excellent communication skills, and the ability to navigate complex compliance issues are essential for this role. The Chief Compliance Officer position offers an opportunity to make a significant impact on the organization's compliance and risk management framework.
Job Requirement: Bachelor's degree in Law, Finance, Business, or a related field (Master's degree or professional certifications such as CRCM or CCEP are preferred). Proven experience as a Compliance Officer or in a similar role within the Finance, Banking & Insurance industry. Strong knowledge of applicable laws, regulations, and industry standards, including anti-money laundering (AML) and know your customer (KYC) requirements. Familiarity with regulatory bodies and their guidelines, such as OSFI and IIROC. Excellent understanding of compliance frameworks, risk assessments, and control frameworks. Strong analytical skills to assess and mitigate compliance risks. Ability to develop and implement effective compliance programs, policies, and procedures. Experience in conducting compliance audits and investigations. Excellent communication and interpersonal skills to provide guidance and training on compliance matters. Strong leadership skills to drive a culture of compliance and ethics within the organization. Attention to detail, integrity, and ethical conduct in managing compliance activities.
